Archive for Social Networking
Are You Using Social Media in Your Business?
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RIABiz.com had a couple of articles recently regarding RIA use of social media. One covers the results from a recent Pershing-Aite study that looked at whether advisory firms are using social media, and the affects (advantages) on these firms. The short answer is that firms using social media as part of their marketing are seeing ...
Compliance: Social Networking Guidance
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A recent article in Investment Advisor magazine, titled "As Advisors Use Facebook and Twitter More, Compliance Concerns Loom," provides some guidance on the subject by referencing a FINRA Regulatory notice, a white paper, and a study on the subject. Click here to read the article which includes links to reverenced articles.
Compliance Webcast-Savy Ways To Use Social Media
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InvestmentNews is offering a webcast on July 13th from 4:00pm - 5:00pm EST covering the topic of using social media to help build your business while still meeting compliance regulations. The webcast is geared toward reps of broker-dealers and is sponsored by Laserfiche. Click here to learn more about the webcast or to register.
